Solutions

Red Flags Rising Solutions LLC brings the unique combination of insights, experience, and skillsets to cut through all the noise and hone in on the right risk factors—the ones that cut to the core issues—and bring fresh and innovative approaches to resolve them.

Our Fraud Diamond Framework℠ builds upon the classic Fraud Triangle and innovates beyond it with additional key elements based on decades of hands-on experience to be more applicable and effective in dynamic as well as adversarial situations.

The Fraud Diamond Framework℠ helps bring clarity from chaos in risk assessments, due diligence, investigations, and dispute matters.

For a brief overview of our innovative and effective framework, plus applied examples, check out this post on NYU Law School's Program on Corporate Compliance and Enforcement blog:

A Light Shines Through the Darkness in Disputes, Investigations, and Trade Compliance: A Fresh Look at the Classic Fraud Triangle

Risk Assessments & Due Diligence

Assess whether your export controls compliance program remains robust enough to withstand increasing government scrutiny, especially in the new era of “high probability” enforcement and compliance.

Home in on identifying and mitigating know-your-customer (“KYC”) and know-your-business-partner (“KYBP”) risks before they become your compliance program’s Achilles Heel.

Look ahead at geopolitical risks that pose emerging corporate compliance risks that could materially impact supply chain, manufacturing footprint, and revenue streams.

Corporate Investigations

Plan and conduct focused and efficient internal investigations into allegations of wrong-doing and corporate compliance breakdowns by leveraging a unique skillset consisting of decades of fraud examination expertise and international (especially China-related) front-line business experience.

Prepare for increasing government scrutiny into export controls, starting with strategic actions in response to outreach visits, administrative subpoenas, and congressional inquiries.

Engage more effectively with export controls regulators and enforcement officials, as well as congressional committees, to achieve optimal outcomes.

Commercial Disputes

Bring clarity to murky issues and a seemingly chaotic morass of facts in complex commercial disputes involving allegations of fraud with assistance from Red Flags Rising Solutions LLC in a consulting expert or testifying expert witness role.

Apply a successful and innovative approach—grounded in the classic Fraud Triangle but updated for adversarial proceedings—to assemble and analyze the right facts in challenging cases where “smoking gun” evidence may not be readily apparent.

Interim Management & Monitoring

Cut to the critical issues with a tailored, focused, and risk-based approach to address compliance program remediation initiatives in M&A post-acquisition integration as well as monitor-type situations required by regulators per enforcement settlement agreements.

Kick-start compliance program development and implementation with emerging growth companies on a focused and compressed time frame.